Privacy Policy

1. Introduction

Fifth Third Asset Management ("Fifth Third Asset Management," "we," "us," or "our") respects your privacy and is committed to protecting it through our compliance with this policy. This Privacy Policy describes the types of information we may collect from you or that you may provide when you visit this website (the "Site") or engage our asset management and brokerage services, and our practices for collecting, using, maintaining, protecting, and disclosing that information.

This policy applies to information we collect on this Site, in email, text, and other electronic communications sent through or in connection with this Site. It does not apply to information collected offline or through any other means, including on any other website operated by any third party.

2. Information We Collect

We may collect several types of information from and about users of our Site, including:

• Personal identifiers you provide directly, such as your name, email address, telephone number, and postal address, when you submit an inquiry or consultation request.
• Financial context information you voluntarily share, such as investor type, estimated investment range, and product interests, used solely to route your inquiry appropriately.
• Usage details about your interaction with the Site, such as pages visited, time spent, and referring pages.
• Device information, including browser type, IP address, operating system, and general geographic location inferred from your IP address.

3. How We Use Information

We use information that we collect about you or that you provide to us for purposes such as:

• Responding to consultation requests and inquiries submitted through the Site;
• Evaluating suitability for asset management, brokerage, and fixed-income solutions you have expressed interest in;
• Improving our Site, offerings, and the overall client experience;
• Communicating with you about services that may be of interest, where permitted;
• Complying with applicable legal and regulatory obligations; and
• Detecting, preventing, and addressing technical issues, fraud, or security concerns.

4. Cookies & Tracking Technologies

Our Site may use cookies and similar tracking technologies to distinguish you from other users, remember your preferences, and understand how the Site is used in aggregate. You can set your browser to refuse all or some browser cookies. If you disable or refuse cookies, some parts of the Site may become inaccessible or not function properly.

5. How We Share Information

We do not sell personal information. We may share information with:

• Service providers who perform services on our behalf, such as hosting, analytics, and communications tools, under confidentiality obligations;
• Professional advisors, including legal and tax advisors, where relevant to servicing an inquiry with your consent;
• Brokerage, custody, and clearing partners as necessary to execute and settle transactions on your behalf;
• Regulators or authorities, where required by applicable law; and
• A successor entity in connection with a merger, acquisition, or sale of assets, subject to standard confidentiality protections.

6. Data Security

We implement reasonable administrative, technical, and physical safeguards designed to protect personal information from unauthorized access, use, alteration, or disclosure. However, no method of transmission over the internet or electronic storage is completely secure, and we cannot guarantee absolute security.

7. Data Retention

We retain personal information for as long as necessary to fulfill the purposes for which it was collected, including for the purposes of satisfying any legal, accounting, or reporting requirements, after which it is securely deleted or anonymized.

8. Your Rights & Choices

Depending on your jurisdiction, you may have rights to request access to, correction of, or deletion of your personal information, or to object to or restrict certain processing. To exercise these rights, please contact us using the details in the Contact Us section below.

9. Third-Party Links

The Site may, from time to time, contain links to third-party websites. We are not responsible for the privacy practices or content of such third-party sites. We encourage you to review the privacy policy of every website you visit.

10. Children's Privacy

This Site is not intended for individuals under the age of 18. We do not knowingly collect personal information from children. If you believe a child has provided us with personal information, please contact us so that we may take appropriate action.

11. Changes to This Policy

We may update this Privacy Policy from time to time. Any changes will be posted on this page with a revised "Last Updated" date. We encourage you to review this policy periodically.

12. Contact Us

Questions about this Privacy Policy can be directed to:

Fifth Third Asset Management
Attn: Privacy Team
privacy@fifthasset.com